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Metamorphosis and Identity
by Caroline Walker Bynum
The Werewolf and Us
A review by Patrick J. Geary
A monster, or monstrum, Caroline Walker Bynum reminds us, earned
its name because it points to something beyond itself. Bynum, who
first gained international attention for her bold analyses of the
gendered nature of medieval religious experience in Jesus as Mother
(1982) and Holy Feast and Holy Fast (1987), has been regarded as
something of a monster herself. She is denigrated by conservatives
for having led the way toward a medieval history that foregrounds the
disorderly and the grotesque, and by the feminist left for dismissing
postmodern scholarship that interprets the medieval world in
"presentist" terms. And she has become that rara avis, a serious
medievalist with a popular following. This in itself seems monstrous,
and so one must ask: at what is this monster pointing?
For the past ten years, Bynum's attention has pointed away from
gender. She has focused instead on a very different aspect of
European cultural tradition: the long history of men and women trying
to come to terms with the paradoxes of personal identity and corporal
change. She had asked this question before: more than twenty years
ago, when much ink was being spilled about the so-called "discovery
of the individual" in the high Middle Ages, Bynum argued that the
twelfth century did not so much discover the individual--our concept
of the individual or the personality did not exist in the Middle
Ages--as rediscover the self, by which medievals meant the soul or
the inner person. Moreover, the same medievals discovered the
competing social and cultural groups to which that self could choose
to belong.
More than a decade later, in The Resurrection of the Body, Bynum
surveyed more than one thousand years of body language. Christian
intellectuals struggling with the doctrine of physical resurrection
rejected every temptation to understand resurrection in a spiritual
or transformative sense. Otherwise sophisticated medievals developed
increasingly more elaborate (and convoluted) explanations for how the
resurrection must be of exactly the same, identical physical body;
and in so doing they contended with the overwhelming problems of
growth and decay, of cannibalism and dismemberment.
Bynum interpreted this tradition as evidence of a fear of
metempsychosis, of the loss of the self through the loss of the body.
Certainly medievals wrote much about a body-soul dichotomy--and yet
at the same time they were unwilling to see the self as simply a soul
trapped in a body. Their fear of physical transformation betrayed an
underlying determination to see the human person in a more
sophisticated way: as a psychosomatic unity. Those medieval
discussions, Bynum further argued, set the parameters for
contemporary understandings of self and other; of our bodies, our
selves: "If we see the individual as unique--valued yet opaque and
unknowable because (in the currently fashionable term) 'other'--our
assumption is informed by hundreds of years of puzzlement over
embodiment." The medievals, our contemporaries.
In her new book, Bynum continues her attempt to see how the
understanding of the relationship between body and self, and
permanence through change, and hybridization and transformation,
provided tools for thinking about selfhood and individuality. The
book is rough going. It is a collection of essays and addresses, and
it shows the usual weakness of such volumes. Not all of the essays
really deal primarily with the announced title of the collection, and
there is considerable repetition (Gerald of Wales and his werewolf
keep springing out at the reader like the shaggy beasts in some
B-grade horror movie), and the tone of the essays varies widely
because they were originally presented to widely different audiences.
Some, such as Bynum's lectures on "Wonder" and on werewolf stories
from Ovid to Angela Carter, are broad and sweeping pieces; and
others, such as her essay on hybrids in the spirituality of the
twelfth-century mystic and polemicist Bernard of Clairvaux, are dense
analyses of medieval Latin texts that will leave the non-specialist
wondering what all the fuss is about.
What all the fuss is about is this: can twenty-first-century men and
women gain a deeper understanding of selfhood and identity, of
continuity and change, by rehearsing thousand-year-old stories of
werewolves and hybrids, and revisiting hoary debates about
eucharistic transubstantiation? Someone once suggested that no one
can really understand change without a firm knowledge of calculus.
But forget calculus: Bernard of Clairvaux knew nothing about
elementary physics, chemistry, or biology. Like his contemporaries,
he had no understanding of growth or decay at the biological or
chemical level. His tools of analysis were a rich rhetoric of
opposites: mixture and purity, imitation and admiration, dissolving
and returning. Listen to Bernard wrestling with the paradox of
mystical union with God:
As a drop of water seems to disappear completely in a quantity of
wine, taking on the wine's flavor and color; as a red-hot iron
becomes very, very like the glow of fire and lays aside its own
original form; as air suffused with the light of the sun is
transformed into the brightness of the light, so that it seems like
light itself rather than only illuminated; so it is necessary that
those who are holy, in an ineffable way, are liquefied and inwardly
poured away from themselves and into the will of God. How will God be
all in all if anything of man remains in man?
The other authors whom Bynum discusses are no more enlightened by
modern standards. Gerald of Wales, a frustrated ecclesiastical
wanna-be who collected every salacious slander about the Irish that
he could find, worries principally about whether a priest was
justified in giving communion to a dying werewolf. Even Dante, the
most sublime and learned poet of the Middle Ages, has only the
Aristotelian concepts of matter and form as tools for thinking about
metamorphosis and identity. So why should anyone but a medievalist
bother?
The question of whether we can learn anything about ourselves by
listening to the voices of medievals is by no means limited to
questions of identity and change. For well over a century, Western
intellectuals have systematically eroded our confidence that the
intellectual tradition of the Middle Ages has anything to contribute
to the present. In the sectarian squabbles between Protestants and
Catholics, reformers at least believed that medieval churchmen were
wrong and that their errors were worth refuting. In our time, by
contrast, we do not even care whether they were right or wrong. The
more common attitude is that they are simply irrelevant. The most
notorious example is Will Durant, who, in The Story of Philosophy,
simply passed over the entire period between Aristotle and Francis
Bacon. And Bertrand Russell once dismissed Bernard as someone "whose
saintliness did not suffice to make him intelligent." But Bynum will
not let us off so easily. She insists that we follow her on an often
disorienting journey through medieval discussions about literature,
miracles, marvels, and monsters, so as to observe a society
constantly encountering a change that it sought to deny.
A good place to start is her essay "Metamorphosis, or Gerald and the
Werewolf," an address to the Medieval Academy of America but
essentially an after-dinner talk, and thus broadly accessible. Here
Bynum leads us through a series of discourses that explicitly treat
change from one thing to another around the year 1200. All show a
widespread fascination with what appeared to be the empirical
evidence of transformation, hybridization, monstrous combination, and
spontaneous generation. From the re-appreciation of classical
literature to the enthrallment with marvels and miracles, people
worried a great deal about the possibility of one thing becoming
something else.
Unnatural dualities, the Eucharist administered to a dying wolf, and the complexity of the medieval world.
The first discourse of transformation adduced by Bynum is the poetry
inspired by Ovid's Metamorphoses, which was very much in vogue in the
twelfth century. The Ovid of the twelfth century, she shows, was a
scientist, a metaphorical cosmologist, whose poetry of transformation
was read as a celebration of continuity in which transformation is
less change than the unfolding of a nature; a revelation of what is,
rather than a mutation of one thing into another. In the late
twelfth-century commentary of Arnulf of Orleans, for example, the
tale of the transformation of the youth Cyparissus--who, because of
his immoderate mourning, was turned into the mournful cypress
tree--becomes merely a metaphor of the aging of a handsome youth into
an old man. For twelfth-century readers, the Metamorphoses was not
about metamorphosis at all, but about change as fertility and
generation, or else a return to one's true nature.
Bynum then turns to the learned theologians of the next century, as
they wrestle with the transformations implied in the magical, the
marvelous, and the miraculous. What, they ask, is the ontological
basis of change brought about by miracles? When Jesus multiplied the
loaves and the fishes, did he create new bread matter? When demons or
angels appear in human form, have they been changed into bodies, are
they "clothed" in bodies, or do they simply create the illusion of
bodies? And, most famously, how was one to understand the miraculous
appearance of flesh and blood that was occasionally reported to
suddenly become visible in the eucharistic bread and wine?
The answer, in all but the final case, was again a discourse that
attempted to control change, to limit it and to mitigate it. Miracles
of transformation tended to maintain the similarity of the before and
the after. Armed with Aristotelian notions of hylomorphism, of matter
and form, Thomas Aquinas and other schoolmen eschewed the creation of
new matter or the literal transformation of one being into another.
The multiplication of the loaves was accomplished by adding
extraneous pre-existing matter to the loaves, in the way that grain
grows into a harvest. Demons cannot become bodies, though they can
enter existing bodies (dead or alive) and animate them. Only in the
transformation of bread and wine into flesh and blood does one
encounter true metamorphosis, but this is the limiting case. As for
the miraculous appearance of flesh and blood, this is no
metamorphosis either, but the rare and terrible revelation of the
accidents (the physical appearances) being brought into accord with
substance.
The most flamboyant medieval discourse, and one that exercises Bynum,
concerns werewolves. Twelfth-century and some thirteenth-century
authors of what she broadly calls entertainment literature were
fascinated not with miracles but with marvels, particularly those
involving fairies, shape-changers, and transformations. These
creatures emerge from popular folklore; but since their tales are
told by educated clerics such as Gerald, they, too, become the object
of reflection on identity and change. Gerald tells of a priest
traveling from Ulster to Meath who camped for the night in a wood. He
was approached by a talking wolf. The wolf bore little resemblance to
the bloodthirsty monsters of classical literature or modern horror
movies. Instead it politely implored the startled priest to hurry to
administer the Eucharist to its dying mate, explaining that both were
humans condemned by a vindictive saint to become wolves every seven
years.
But once again these werewolves disappoint as stories of
metempsychosis. Medieval werewolves were not humans transformed into
wolves or wolves into humans. They were humans, human bodies, trapped
inside the flesh and the skin of wolves. The dénouement of these
stories is quite literal. When the priest hesitated to give the
sacrament to an animal, its mate "pulled all of the skin off the
she-wolf from the head down to the navel ... and immediately the
shape of an old woman, clear to be seen, appeared." The outer wolf is
stripped away, revealing the naked person, the human body, within.
Once more, continuity triumphs over change.
Werewolves were but one type of monstrous hybrid. Bernard of
Clairvaux, who famously railed against the depiction of those
dazzling hybrid creatures that inhabited the margins of manuscripts
("monstrous centaurs, creatures part man and part beast ... many
bodies with one head and many heads with one body, tail of serpent on
quadruped, head of quadruped on fish"), worried even more about the
monster that he saw himself and many of his contemporaries to be.
Bernard longed for unity and simplicity: mixtures were usually
negative, a confusion that denigrated and distracted. He was acutely
aware of his own inadequacies in this regard. "I am a sort of modern
chimera, neither cleric nor layman," he confessed, in an
acknowledgment of his confused life of vigorous polemical engagement
with the world while as a monk he was vowed to, and longed for,
withdrawal and contemplation.
Hybrids, in Bernard's view, were almost always negative. They never
resulted in a synthesis into something new, but instead maintained an
unnatural duality. Bernard's disparagement of hybrids, as Bynum
explains, was owed in part to the fact that when it came to
understanding the possibility of change, of the union of two
different natures into a new and better unity, Bernard was
conceptually challenged. Such change was simply beyond his
thought-world. Change might mean replacement, and it might mean
destruction, but it could not mean becoming.
And yet Bernard was aware that Christ, the God-man, was a mixture,
and so was his virgin mother. Hybridity could, then, be positive--but
it was always troubling, always mysterious. And hybridity was exactly
the human condition. Bernard's human was not a soul trapped in a
body; it was an uneasy hybrid of body and soul, a body that was at
once vile slime and humanity's only access to experience, to
sensation, to ultimate joy; a soul that was both the image of God and
the site of greed and despair. Since he could not really conceive of
change, of merger, of becoming, Bernard's static understanding of
human nature, and more generally of the world, remained a picture of
unresolved mixtures forced into unities, but unities always
threatening to dissolve, always tinged with horror and wonder. "For
joined together to each other are God and human, mother and virgin,
faith and the human heart," he wrote. "Wonderful are these mixtures,
and more marvelous than any miracle, for so diverse and even so
opposed to each other, they were joined together."
So how does following Bernard of Clairvaux's tortured medieval
reflections on unity and mixture, stunted and limited by his
scientific and conceptual tools, help us to understand our own
concerns about identity and change? Aren't he and his contemporaries
trapped in the particularities of their world, a world so radically
different from ours that we can visit it only as aliens, not as
interlocutors? Bynum offers two answers, one specific to the problem
of identity and change, one more generally applicable to the
historical enterprise.
About the question of change, she argues that we share with medievals
ontological anxieties about the continuity of identity through
transformation, however differently we may express these anxieties or
attempt to resolve them: "Despite the obvious contrast between
ancient and modern embrace of the shape-shifting motif, on the one
hand, and medieval resistance to it, on the other, stories in the
European werewolf tradition are not fundamentally contradictory: all
imagine a world characterized by both flux and permanence; all
confront both the promise and the horror of change." More
specifically, Bynum contends that the exploration of medieval
discussions of change takes us into a world of rhetorical and
philosophical reflection that is sophisticated and enticing even if
it is also alien. These discussions, she contends persuasively, force
us to look with equal attention (and perhaps with skepticism) at our
popular and learned attempts to come to terms with a yearning for a
stable identity in the face of growth, decay, and death.
Bynum's more general answer to the question about the relevance of
the medieval intellectual universe may be found in her first essay on
wonder. Medievals, she abundantly demonstrates throughout these
essays, did not resolve the problem of continuity and change even to
their own satisfaction. The process of something becoming something
else, or seeming to do so, reached beyond their ability to comprehend
and explain; and such marvels as werewolves, hybrids, and miracles,
for all their tortured reflections, remained the object of admiration
and amazement and wonder rather than simply of appropriation and
analysis and generalization. It is this respectful and even awed
attitude toward the other that Bynum wishes to offer as the
particular lesson in humility that we can derive from taking
seriously the strivings of a world so distant from our own.
Whenever historians try to reduce the past to the familiar as a
precursor of the present, or attempt to appropriate the past to their
contemporary agendas, they are guilty of a hubris that slights the
past and impoverishes the present. Bernard of Clairvaux does not hold
the answer to the question of continuity and change. Nor do we get to
the bottom of Gerald of Wales's fascination with werewolves when we
attribute it to his unresolved psycho-sexual anxieties. Bynum wants
historians to approach the past with modesty, respecting its
intricacies and hesitating before claiming to have resolved its
complexities. "We write the best history when the specificity, the
novelty, the awe-fulness, of what our sources render up bowls us over
with its complexity and its significance," she wisely remarks. "Our
research is better when we move only cautiously to understanding,
when fear that we may appropriate the `other' leads us not so much to
writing about ourselves and our fears as to crafting our stories with
attentive, wondering care."
If medieval monsters were marvels that were incomprehensible and yet
significant, Bynum asks that we consider adopting a similar attitude
toward the past itself. The past is not to be bought up, strip-mined,
and sold off like some West Virginian coal mine. It is always more
than whatever social scientists, political ideologues, and social
activists desire it to be. Bynum is asking that even while we deploy
all the tricks and the tools of modern historical analysis, we take
seriously the obligation to marvel at the complexity, at the
otherness, of the medieval world, a world that we will never
perfectly understand and yet that seems to point to something worth
understanding. This indeed is a monstrous challenge.
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