The Tempest (Oxford Shakespeare)
by William Shakespeare
Prospero's Art
A review by Lynn Forest-Hill
Prospero's use of magic in The Tempest is a source of apparently endless
critical speculation. It has been defined as benign and redemptive, its violence
excused or legitimated. At the opposite end of the critical spectrum it has been
defined as witchcraft and read as a metaphor for colonial oppression. But the
possibility that Prospero's Art refers to more localized parochial Jacobean
contexts has not received the attention it deserves.
Mycotoxicology is the study of poisoning caused by fungi. Unlikely though it
seems, this field of study offers evidence that the pains Prospero inflicts
on Caliban, which would have been recognized by a Jacobean audience as real
and familiar, had physical causes. Although Shakespeare and his audience could
only have known Caliban's symptoms as those induced by witchcraft, medical
science since the late seventeenth century has defined those symptomsthem as
the symptoms of disease of ergotism, a form of poisoning caused by a fungus
infestation of cereals, especially rye grain.
By whatever means The Tempest is approached, magic is the defining factor
in the relationship between Prospero and Caliban. Prospero the usurper continually
threatens his slave with sufferings that have apparently magical causes, and
the rebel Caliban acknowledges the power Prospero exerts over him by this means.
Wherever Shakespeare uses magic as a theme in his plays, this entertaining and
spectacular theatrical device played to Tudor and early Jacobean belief in all
kinds of occult practices, and their social and political significance. In A
Midsummer Night's Dream, Macbeth, The Winter's Tale
and The Tempest, magic directs attention to and acts as a metaphor for
various social, political and religious issues.
In his book Renaissance
Magic (1989), John Mebane discussed many forms of high-status and learned
magic which were studied and regarded as science in the sixteenth and seventeenth
centuries, and he interpreted Prospero as a magus, like John Dee, Cornelius
Agrippa and Paracelsus. Mebane stressed the redemptive aspect of Prospero's
magic, apparently ignoring its brutal and repressive effects. Other early-modern
English social contexts reveal very different interpretations. In contrast to
the occult science defined by Mebane, post-Reformation society was deeply influenced
by popular forms of magic. Belief in the malevolent interference of fairies
was widespread. Their propensity for causing bad dreams and for taking away
human children was well known and exploited by Shakespeare to dramatic effect
in Romeo and Juliet and A Midsummer Night's Dream. Fairy
magic was, however, largely a domestic and individual misfortune. Witchcraft
could be equally domestic and individual in performance and effect, but it also
concerned communities. In Essex in the late sixteenth century, a spate of accusations
of witchcraft and accompanying witch trials took place, but the most spectacular
manifestation was in Scotland, where James VI took personal charge of witch
trials in 1590. Witchcraft acquired political significance when it was perceived
to have been used in acts of treason such as the Gunpowder Plot of 1605.
It is received wisdom that Shakespeare was pandering to James's obsession
with the occult when he wrote both Macbeth and The Tempest. The
King's interest in witchcraft was given its own written form in 1597 when
he published Daemonologie, a treatise in which he declared that witches:
“can rayse stormes and tempestes in the aire, either vpon Sea or land”.
James went on to link this ancient belief to the Devil, the master of witches,
when he wrote:
this is likewise verie possible to their master to do, he having such affinitie
with the air as being a spirite, and hauing such power of the forming and
moouing thereof . . . . For in the Scripture, that stile of the prince of
the aire is given vnto him.
In this context, Prospero's command of atmospheric disturbance and “airy
spirits” lends clear overtones both of witchcraft and the demonic to his
characterization as he uses Ariel, his spirit familiar, to summon the storm
and harass the shipwrecked Italians. Even without James's comment, however,
a Jacobean audience would have recognized the demonic significance of Prospero's
power from the Biblical description of the devil as “prince of the power
of the air” (Ephesians 2:2).
Although some critics continue to argue for a benign reading of Prospero's
mastery and magic, his magic is, with the doubtful exception of his indulgence
in the masque, wholly characteristic of the maleficum associated with witches,
and King James asserted that people practised witchcraft for three reasons:
Even by these three passiones that are within our selues: Curiositie in great
ingines: thrist for revenge, for some tortes deeply apprehended: or greedie
appetite of geare, caused through great pouerty. As to the first of these,
Curiositie, it is onelie the inticement of Magiciens or Necromanciers.
In The Tempest, the aristocratic magician develops his interest, his
“Curiositie”, while still in Milan. He has the storm created as part
of his plan to be revenged against those who usurped his power. This is the
only redress he can perceive for the private wrong done to him. He then uses
his magic to wield power over the island where he and his daughter are marooned
in a state of poverty which is only alleviated by the provisions and services
provided by Caliban under the threat of painful bewitchmentpunishment. Throughout
The Tempest, Prospero controls Caliban, as he controls other characters,
by inflicting suffering on him. The physical symptoms of that suffering are
the symptoms of bewitchment as these were recognized and understood throughout
early modern Europe.
The diagnosis of bewitchment in Elizabethan and Jacobean England recognized
a number of symptoms. Among the most frequently mentioned are internal and external
physical pains, fits, and forms of psychological disturbance such as hallucinations
and visions. Recorded cases of alleged bewitchment do not necessarily include
all these symptoms; nevertheless, Barry Reay, in Popular
Cultures in England 1550–1750 (1998), writes that throughout Europe
at this time, “physical or psychological distress without any natural explanation”
was likely to be diagnosed as witchcraft, and the symptoms of witchcraft were
likely to include sensations of “various nippings, pinchings, bitings and
scratchings”, exactly the sensations Prospero inflicts on Caliban, according
to his own threats and Caliban's complaints.
When they first confront each other, in response to Caliban's curses, Prospero
tells him “Thou shalt be pinched / As thick as honeycomb, each pinch more
stinging / Than bees that made 'em”. He later dismisses Caliban, telling
him: “I'll rack thee with old cramps, / Fill all thy bones with achës,
make thee roar, / That beasts shall tremble at thy din”. These might seem
like threats simply intended to frighten Caliban into submission, except that
Caliban later acknowledges that they are spells that take effect. As he impotently
curses Prospero in his absence, Caliban hesitates, saying:
His spirits hear me.
And yet I needs must curse. But they'll nor
pinch,
Fright me with urchin shows, pitch me i' th'
mire',
Nor lead me like a firebrand in the dark
Out of my way, unless he bid 'em; but
For every trifle are they set upon me,
Sometimes like apes that mow and chatter at
me,
And after bite me; then like hedgehogs, which
Lie tumbling in my barefoot way, and mount
Their pricks at my footfall; sometime am I
All wound with adders, who with cloven
tongues
Do hiss me into madness.
A post-Reformation audience would have recognized the physical discomforts,
and the visions, or hallucinations, as the symptoms of Caliban's bewitchment
by Prospero. When Caliban tells the audience of the extent to which Prospero's
curses affect and control him, all the effects he complains of are symptoms
of witchcraft as these were recorded in the sixteenth and early seventeenth
centuries, but they are also the symptoms of ergotism, which afflicted Europe
throughout the Middle Ages and early modern period.
Interest in ergotism has grown since Linnda Caporael famously suggested that
this sickness was the underlying factor in the Salem witch trials. Mary Matossian
studied manifestations of the disease which reveal its presence in England at
the time when Shakespeare was writing, and at a time when accusations of witchcraft
reached a peak. Ian White and W. E. Boyd separately discussed its presence in
Scotland at the time of the witch trials of the early 1600s.
Matossian lists many symptoms of the disease. Among these are: feelings of being
pinched, choked and suffocated; tingling and itching sensations known as formication,
because the skin feels as if ants are crawling on it; redness, swelling, blistering,
hallucinations, drowsiness, dizziness, delusions, psychosis, blindness, deafness,
numbness. Caliban's speeches are full of references to his sufferings which
repeat or echo these. His hearing is certainly troubled. The island, he says,
is “full of noises, / Sounds, and sweet airs”, “a thousand twangling
instruments”, and voices which make him sleepy. He feels the cramps, pinches
and aches that Prospero threatens him with, and he is sure that Prospero commands
the strange things he sees: the “urchin-shows”, the biting apes and
the adders. The hallucinatory nature of these visions is not only consistent
with bewitchment but depict the kind of hallucinations most relevant to English
people. There is nothing about Caliban's visions of hedgehogs, firebrands,
or adders which is in keeping with the apparently exotic location of the island,
not even the apes, which had been a long-standing image of folly and perverted
humanity in literature since the Middle Ages.
Is it likely then that ergotism was being mistaken for the effects of witchcraft
in England when Shakespeare was writing? Matossian has written that “prior
to 1650 it was believed that a supernatural being, benign or malign, was the
cause of ergotism”. Keith Thomas, in Religion
and the Decline of Magic (1971), also notes that
a supernatural explanation was particularly seductive in the field of medicine,
where human impotence in the face of a variety of hazards was only too obvious
. . . Lacking any natural explanation, men turned to a supernatural one .
. . . There was thus a standing disposition to attribute to witchcraft a variety
of deaths and disease, aches and pains, which would cause us no intellectual
problem today.
With unwitting accuracy, Shakespeare himself links the fungal infestation of
wheat directly to human suffering, though he attributes it to demonic activity,
in King Lear. Edgar, disguised as Poor Tom, interprets the torch-bearing
Gloucester as a devil and declares: “This is the foul Flibbertigibbet:
he begins at curfew, and walks until the first cock; he gives the web and the
pin, squinies the eye, and makes the hare-lip; mildews the white wheat, and
hurts the poor creature of earth”.
Matossian explored the connection between witchcraft and ergotism in late sixteenth-
century Essex, where she found a correlation between accusations of witchcraft
and areas in which rye was grown for consumption locally and in London. The
link between ergotism and witchcraft accusations depends on establishing one
crucial factor: the climate, for the ergot- producing fungus flourishes in bad
weather. The fungus claviceps purpurea infests rye grains, causing them to metamorphose
into hard black sclerotia. Infestations are particularly severe during years
when the weather in winter and spring is more than usually wet and cold, and
Matossian notes:
in a community that grew both rye and wheat, consumption of rye was likely
to increase after a severe winter, for winter rye, planted in the fall, was
more likely to survive than winter wheat. But after a severe winter, rye was
likely to contain more ergot than usual.
If heavily infected rye is ground in with healthy grain during milling, the
resulting rye flour is still poisonous. Bread made from that flour will cause
those who eat it to experience symptoms including the tingling and itching of
formication, hallucinations, disturbed vision and hearing, and pains of varying
degrees of severity in joints and limbs. The disease may be so severe as to
cause death, but only after great suffering.
Ergotism would have been part of life in later Tudor and early Jacobean England.
The Tempest itself refers to the growing of rye when Iris commands the
nymphs in the masque “Make holiday; your rye-straw hats put on”. Such
hats would be a natural by-product of the diet of those “sunburned sickle-men”
depicted by the nymphs and forming part of the bucolic fantasy which romanticizes
harsh reality. Rye bread was the dietary staple of most working people in England
during the sixteenth and early seventeenth centuries. Only the wealthy could
afford wheat bread, and the grain shortages of the 1590s pushed up prices. Parliament
eventually intervened and prohibited price increases, forbade the export of
grain, and imported wheat and rye. Unfortunately, much of that rye came from
the Baltic, where the climate was just as likely to produce ergot as the chilly
damp of England.
There is no difficulty in recovering the climatic conditions in England that
are known to produce ergot. Shakespeare sets them out exactly in A Midsummer
Night's Dream. Although the play offers the charming conceit of a dispute
between fairies as the cause of bad weather, the results are exactly right for
ergot to flourish. Titania speaks of
Contagious fogs, which, falling in the land,
Hath every pelting river made so proud
That they have overborne their continents.
The ox hath therefore stretched his yoke in
vain,
The ploughman lost his sweat, and the green
corn
Hath rotted ere his youth attained a beard.
The fold stands empty in the drowned field.
The effect of adverse climatic conditions could not be plainer, and accurately
mirrors the terrible weather that gave rise to the dearth which afflicted Britain
during the 1590s. In January 1597 William James, the Dean of Durham, wrote to
Lord Burghley that the famine was so bad in the north that people were travelling
from Carlisle to Durham to buy bread. In April of that year the Sheriff of Norfolk
wrote to Burghley that “the prices of corn daily rise, being such as were
never known before”. The following month an account of imports into the
port of London shows almost twice as much rye as wheat entering the country.
Under these conditions, increasing numbers of people would have been at risk
from ergot poisoning, so perhaps it is not surprising that Bottom the weaver
and Caliban the menial experience what appear to be hallucinogenic states.
That Caliban's symptoms are real and that these were recognizable to the
Jacobean audience as symptoms of witchcraft seems indisputable. While all the
symptoms Caliban suffers are symptoms associated with witchcraft, his menial
status, fetching wood, finding food, but excluded from the shelter and comforts
he provides, situates him in the social stratum which in reality would have
been most likely to be affected by ergotism. The work of Matossian, Thomas,
and others links witchcraft accusations to English social and economic conditions,
shifting the political emphasis from Caliban as a symbol of the colonial Other
to Caliban as the local Other of English society, but not analogous to the conventional
masterless man. He is instead symbolic of those working people who suffered
most under changing economic conditions in post-Reformation England.
These included a continuing programme of enclosures, with subsequent unemployment.
On January 16, 1597 the Dean of Durham linked famine to rural change when he
wrote to Lord Burghley concerning the local situation:
The decay of tillage and dispeopling of villages offends God by spoiling the
Church, dishonours the prince, weakens the commonwealth . . . want and waste
have crept into Northumberland, Westmoreland, and Cumberland. . . . Of 8,000
acres lately in tillage, now not eight score are tilled; those who have sold
corn have to buy; then whole families are turned out.
He then wrote to Lord Cecil that “in Northumberland great villages are
dispeopled . . . if corn were not brought in at Newcastle . . . thousands would
perish for want of bread”.
In Bread
of Dreams (1989) Piero Camporesi discusses the hallucinogenic and physical
disorders associated with hunger as well as with contaminated bread in pre-industrial
Europe, but Caliban does not suffer from hunger, and he does not eat bread of
any kind in the play. He suffers bewitchment, because that is how English society
in the late sixteenth and early seventeenth centuries understood the painful
and hallucinogenic symptoms which would be defined as those of ergotism only
later in the seventeenth century. Caliban is, however, deprived of the island,
the land to which he asserts a prior claim. As Prospero usurps control of the
island and enslaves Caliban, this becomes a metaphor for the power by which
enclosures deprived communities of their traditional rights to land.
Prospero's use of witchcraft to maintain his position as usurper defines
the abuse of power that takes the use of the land from the people. This use
of witchcraft as a metaphor for the power to usurp the land is, however, only
the first step in Shakespeare's electrifying portrayal of the relationship
between the body politic and the Catholic church in England, as he sets The
Tempest up to defend the Oath of Allegiance in opposition to European Catholic
political theory. Here, usurpation on the microcosmic scale alludes to usurpation
on a macrocosmic scale as Prospero the witch-usurper metamorphoses into the
Protestant Pope-Antichrist. That, however, is another, much longer, story.
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